Correspondent Package Submission Checklist

Please complete and sign your Correspondent Application and Agreement. For each item that applies to your business, please provide the documentation or information requested. A complete application and supporting documentation will assure a faster experience. If you have any questions, please contact your Account Executive.

Correspondent Application signed by all Principals, Partners and Broker of Record
Neptune Wholesale Purchase Agreement
Warehouse Line Disclosure
Affiliated Business Disclosure
Anti-Money Laundering Policy Certification
Rate Sheet Request and Marketing Consent Form
Completed Corporate Resolution or LLC Resolution authorizing the applicant to become a Neptune Wholesale Broker and identifying those officers, or other individuals, authorized to act on the applicant’s behalf.
W-9 – Request for Taxpayer Identification Number and Certifications
Wholesale Compensation Agreement (only if brokering FHA loans)
FHA Addendum (only if brokering FHA loans)
Audited Financial Statement or Business Tax Return from the prior fiscal year (include financials and/or tax returns for parent company also, if applicable)
Copy of internal Quality Control Plan

Download all required documents here: Neptune Wholesale Correspondent Package

Note: Neptune Wholesale is unable to lock or fund your loans until your broker application is approved.

The completed correspondent package and all of it’s attachments should be emailed to: wkelley@neptunewholesale.com as to provide you with an excellent client experience.